Where does regulation for advisers stand in 2013?

01/1/2013 | Financial-Planning.com

Early this year, the Department of Labor is expected to propose a rule requiring retirement-plan advisers to follow a fiduciary duty. Whether the DOL will ultimately adopt the controversial rule is up in the air, some insiders say. Legislation changing adviser oversight will likely stall this year as lawmakers focus on other issues. A proposal expected from the Securities and Exchange Commission creating a uniform fiduciary standard could also face delays.

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