FINRA retreats from SRO campaign, but analysts remain wary

02/11/2013 | Thomson Reuters · RIABiz.com

Financial Industry Regulatory Authority Chairman and CEO Richard Ketchum says the organization will no longer lobby the House Financial Services Committee to become a self-regulatory organization for registered investment advisers. "I'm not a big believer in beating a head against the wall," Ketchum said. Some in the industry, however, see the move as tactical and only a temporary retreat.

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Thomson Reuters · RIABiz.com

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