SEC considers tougher tech rules for trading platforms

02/20/2013 | Reuters · Bloomberg · Wall Street Journal, The

Securities and Exchange Commission Chairman Elisse Walter is looking into rules that would force exchanges and other trading platforms to undergo a technological review to test how they respond to disruption. The proposal would convert voluntary "automation review policies" into mandatory testing. The SEC's Associate Director of the Office of Analytics and Research Gregg Berman will be a featured speaker at SIFMA's Tech 2013 on June 18-19. Register today.

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