FINRA requests feedback on potential changes to BrokerCheck

02/24/2012 | FINRA · Securities Technology Monitor

The Financial Industry Regulatory Authority is requesting comments on changes and additions to BrokerCheck, which provides information on FINRA member firms and individuals associated with those companies. The Securities and Exchange Commission has suggested including some new information in BrokerCheck. Those suggestions and others are included in the feedback request. FINRA Chairman and CEO Richard Ketchum will be a featured speaker at SIFMA's Compliance & Legal Society Annual Seminar, March 18-21.

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FINRA · Securities Technology Monitor

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