FSI to give SEC more information on fiduciary standard

03/7/2013 | Financial-Planning.com · AdvisorOne

The Financial Services Institute will respond to the Securities and Exchange Commission's call for more information from the financial services industry on the likely impact of the SEC's proposal to impose a unified fiduciary standard for financial advisers and broker-dealers. "We appreciate the opportunity to provide information regarding potential rules and regulations, and we will be working with our members to respond to the SEC's request for information," said Dale Brown, FSI's president and chief executive.

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Financial-Planning.com · AdvisorOne

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