Consolidated audit trail may be at least 4 years away

03/18/2013 | Securities Technology Monitor

A gathering of potential bidders to develop a consolidated audit trail targeted 2017 as the likely date for a system to be released to broker-dealers. An industry working group creating a plan for the CAT originally sought to file the plan in April but has delayed that to December. Learn more about CAT and other initiatives at SIFMA's upcoming Ops Conference on April 28.

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