SIFMA's Helck discusses risk management, fiduciary standards

04/3/2013 | WealthManagement.com (U.S.)

SIFMA Chairman Chet Helck discusses the public's perception of the financial-services industry and how it has changed over the past several years. Helck, CEO of the Global Private Client Group at Raymond James Financial, also offers insight into how the industry can improve and what a uniform fiduciary standard would mean for the industry. "It is critical that any standard is business-model neutral and is not an extension of the 1940 Act, which simply won't work in today's world," Helck said. Register today for SIFMA's Private Client Conference: A Conference for Wealth Management Professionals, April 24-25 in Chicago, and learn ways to enhance client service, advice and more to help investors achieve their financial goals.

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