FINRA drops plan requiring BrokerCheck link on adviser websites

04/25/2013 | AdvisorOne

Faced with complaints that implementation is impractical, the Financial Industry Regulatory Authority has withdrawn a proposal requiring financial advisers to link to the agency's BrokerCheck on their websites, as well as other places where they post material on the Internet. A FINRA spokesman says the regulator will consider comments received about the proposal and refile it later.

View Full Article in:

AdvisorOne

Published in Briefs: