SEC urged to tighten executive trading-plan rules

05/10/2013 | Wall Street Journal, The

An industry group is calling on the Securities and Exchange Commission to improve government-sanctioned trading-plan rules. "There are some abuses going on -- even broader than some had suspected," said Jeff Mahoney, general counsel of the Council of Institutional Investors. The SEC plans to continue to use enforcement actions to police such rules, rather than change them, according to a person with knowledge of the agency.

View Full Article in:

Wall Street Journal, The

Published in Briefs: