FINRA surveys financial advisers about exam update

07/5/2011 | InvestmentNews (free registration)

The Financial Industry Regulatory Authority is asking U.S. financial advisers about the "critical functions" they perform in their work. The survey is part of FINRA's update of exams for advisers. "FINRA encourages survey recipients to participate to help ensure that examination content accurately reflects the jobs they perform," the authority said.

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