FINRA to discuss broker bonus plan

09/12/2013 | ThinkAdvisor · Reuters · InvestmentNews (free registration)

The Financial Industry Regulatory Authority will discuss a plan to force brokers to disclose bonuses they receive when switching firms to the clients they take with them. FINRA's board is scheduled to review the plan at its Sept. 19 meeting after postponing discussion of the proposal during its July meeting.

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ThinkAdvisor · Reuters · InvestmentNews (free registration)

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