Dodd-Frank provisions have consequences beyond U.S.

11/21/2012 | CFAInstitute.org

Several provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act impose compliance obligations throughout the world and are of special concern to traders in Asia and Europe. At the same time, a new legal-entity identifier system being implemented is intended to allow regulators to uniquely identify all global market participants and track their transactions.

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