FINRA and ISG enhance Electronic Blue Sheets, release Large Trader specs

12/15/2011 | FINRA

The Financial Industry Regulatory Authority and interested members of the Intermarket Surveillance Group are striving to improve the regulator's ability to analyze the trading activities of broker-dealers. FINRA has updated its Electronic Blue Sheets and will start requiring firms to submit new data elements. Find the full FINRA Notice on SIFMA's Large Trader Reporting resource page.

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