Wealth Management

FSI NewsBrief

News for independent broker-dealers and financial advisors

FSI NewsBrief

Published in partnership with: Financial Services Institute

Some advisors unsure if they've been cyberattacked

9/15/2014

  • ThinkAdvisor

Small and midsized advisors are reporting that they're rarely the victims of cyberattacks because they simply aren't detecting them, according to Raj Bakhru, CEO of Aponix Financial Technologists. Sma… Read More

NAIFA SmartBrief

Insurance News

NAIFA SmartBrief

Published in partnership with: National Association of Insurance and Financial Advisors

CRM apps help advisory industry become more mobile

9/16/2014

  • InvestmentNews (free registration)

Advisers' growing use of cloud-based software has led to more adoption of mobile customer-relationship-management applications, Joyce Hanson writes. Advisers say they like the convenience but worry ab… Read More

Financial Planning Digest

The latest news for CPA personal financial planners

Financial Planning Digest

Published in partnership with: American Institute of CPAs

Social Security Trust Funds could run out of cash by 2033

9/15/2014

  • AICPA Insights

The Social Security Trust Funds could be depleted in 19 years, at which time 77% of benefits will be payable to beneficiaries, according to the Social Security Administration board of trustees' annual… Read More

Retirement Security SmartBrief

A publication for individual investors

Retirement Security SmartBrief

Be ready for the tax fallout from mutual fund profits

9/15/2014

  • MarketWatch

Bill Bischoff explains how mutual fund distributions, especially in the fourth quarter, can hit investors hard at tax time. Read More

NASBP SmartBrief

News for surety-bond professionals

NASBP SmartBrief

Published in partnership with: National Association of Surety Bond Producers

N.Y., Ill. officials: Contractors are more hesitant to misclassify workers

9/11/2014

  • McClatchy Washington Bureau

Illinois and New York have risen as front-runners among states seeking to end the practice of worker misclassification, according to this analysis. Construction companies that wrongly label their empl… Read More

FPA SmartBrief

News and information for financial planners

FPA SmartBrief

Published in partnership with: Financial Planning Association

Tending to your practice like a garden

9/15/2014

  • Journal of Financial Planning online/Practice Management blog

Prospecting should focus on helping people understand how you can improve their lives, writes Daniel Finley, president of Advisor Solutions. Then, nurture your clients once they are on board. "Your bu… Read More

IMCA Insight

News and information about investment management consulting

IMCA Insight

Published in partnership with: Investment Management Consultants Association

The best way to lock in new clients

9/2/2014

  • ThinkAdvisor

What's the best process to win more clients? "Ask questions, listen closely to the answers, then determine the best course of action to help the client," writes Mike Patton. But that's easier said tha… Read More

IPA Newsbrief, powered by SmartBrief

The best stories about investment through education

IPA Newsbrief, powered by SmartBrief

Published in partnership with: Investment Program Association

Inland's Goodwin performs well in banking again

9/10/2014

  • Crain's Chicago Business (tiered subscription model)

Daniel Goodwin, who heads The Inland Real Estate Group of Cos., has fared well recently in the banking industry. His Inland Bank & Trust has turned profitable, after a setback in 2012. Read More

IRI Retirement Income SmartBrief

Retirement income industry news

IRI Retirement Income SmartBrief

Published in partnership with: Insured Retirement Institute

More personal injury claimants want annuities

9/16/2014

  • Business Insurance (tiered subscription model)

People who have suffered personal injury are increasingly turning down lump-sum payments as compensation and asking for annuities instead, according to a report from Guy Carpenter & Co. on emerging ri… Read More

Insured Retirement Institute SmartBrief

Insured retirement income industry news

Insured Retirement Institute SmartBrief

Published in partnership with: Insured Retirement Institute

IRI Second-Quarter 2014 Annuity Sales Report: Industry-Wide Sales at Highest Level in Three Years

9/9/2014

IRI announced final second-quarter 2014 sales results for the U.S. annuity industry, based on data reported by Beacon Research and Morningstar, Inc. Reaching the highest mark in three years, industry-… Read More

NVCA SmartBrief

News for the startup ecosystem

NVCA SmartBrief

Published in partnership with: National Venture Capital Association

Startups seek a cure for aging

9/16/2014

  • San Jose Mercury News (Calif.) (free registration)

A host of startups are betting they can make breakthroughs that eventually may help reverse the human aging process. A sign of the rising activity in this niche: 11 companies have signed up to compete… Read More