Wealth Management

A Florida Supreme Court ruling may lead to shorter times for investors to file complaints with the Financial Industry Regulatory Authority. The court extended the state's statute of limitations from c… Read More

Financial Industry Regulatory Authority Chairman and CEO Richard Ketchum said brokerages should do more to communicate the risks of complex investments to their clients. "It is clear that we need to m… Read More

The AICPA governing Council on Monday voted to adopt a resolution that will make members of certain qualified accounting bodies outside the U.S. eligible to earn AICPA specialized credentials, includi… Read More

The Securities and Exchange Commission has too many mandatory rule-making tasks confronting it at the moment to focus on the issue of mandatory arbitration, SEC member Elisse Walter says. "It's not go… Read More

Companies that lack environmental insurance may find themselves vulnerable to losses from events such as pesticide spills and oil-tank failure, according to a report by an international insurer group.… Read More

Securities and Exchange Commissioner Elisse Walter says the fiduciary standard is the "gold standard" and should apply to both investment advisers and brokers to level the playing field for investors.… Read More

Emerging market securities are becoming an important source of diversification for portfolios, according to two Fidelity Investments fund managers. Emerging markets are becoming more diversified and a… Read More

The late William Polk Carey, founder of sale-leaseback real estate company W.P. Carey, has been honored by IPA for accomplishments during 60 years in the industry. Carey received IPA's first Lifetime … Read More