Financial Regulation: SmartBrief Originals
Financial Stability Institute Chairman Fernando Restoy
Financial Stability Institute Chairman Fernando Restoy

A weekly roundup of news and information eminating from and related to the Bank for International Settlements

BIS Headquarters in Basel
BIS Headquarters in Basel

Weekly recap of all the news and info related to the Bank for International Settlements

Securities and Exchange Commission
Securities and Exchange Commission

The potential of a narrowly divided Senate emerging from this year's elections would likely result in legislative gridlock that prompts aggressive action from regulators, experts said at the Schwab IMPACT 2016 conference.

How financial services firms can communicate fiduciary rule details to clients

Compliance professionals are struggling to keep up with the explosion of communications channels, including social media and mobile devices.

Regulations on per-share estimated values and general solicitation from qualified investors are bringing about a variety of changes for private placements.