9/18/2013

LPL Financial CEO Mark Casady has put in place several new processes and has worked to engineer a turnaround after the firm was hit with a $7.5 million fine for a mismanaged e-mail system. Casady has upgraded the firm's tech platform, enacted a self-imposed policy in which he responds to all employee e-mails within two hours and worked to improve outreach with regulators.

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